genre fiction

From Chimpan-A to Chimpanzee: The Swiftian genius of Planet of the Apes

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English translation of La Planète des singes (1963), Pierre Boulle.

A guilty pleasure of mine is Planet of the Apes. I’m speaking of the original movie—not the 1970s sequels, not the remakes, not the one with the Golden Gate Bridge, and not the one everyone hates with Mark Wahlberg. I am a fan of the 1968 film that launched them all, the Charlton Heston vehicle spawning over fifty years of sequels, reboots, “re-imaginings,” TV shows, and comic books. The others have little draw for me. It’s the original I return to time and again.

The first Planet of the Apes is campy, riveting, preachy, and provocative— Franklin J. Schaffner’s sci-fi classic is the very definition of middle-brow entertainment, in that it pleases the senses while challenging the mind. The film has only grown on me over the years. I’ve come to appreciate its complexities and contradictions, even as its flaws have become more apparent as well.

Although I find it difficult to believe any person in the industrialized world today is not a little familiar with Planet of the Apes and its shocking ending, let me open by saying: Spoilers follow.

Seriously: If you’ve not watched the original 1968 film, do not continue reading. The ending is simply that stunning. I hate to think I would spoil it for anyone.

Background of the Apes

It’s sometimes said Planet of the Apes is the rare instance of the film being better than the book. I’m not so certain, although I’m convinced the film’s impact is the stronger of the two. A better description, I think, is that the novel and film are different approaches to the same source material, much as the gospels of Matthew and Luke are thought to draw upon common material from an earlier source known to scholars as Q.

The original novel—Pierre Boulle’s epistolary La Planète des singes—regards a space traveler named Ulysee who finds himself stranded on a planet circling the distant star Betelgeuse. There he discovers a modern ape civilization that enjoys all the trappings of 20th century man. The simians smoke tobacco, drive cars, shop for clothes, take walks in parks. The humans on this planet are mute, savage, and hunted for trophy. To the apes the narrator is a freak, this human who can talk and reason and claims to have fallen from the sky.

The Q Document for Boulle’s lean novel would seem to be Jonathan Swift’s Gulliver’s Travels, in particular Gulliver’s final voyage to the land of Houyhnhnms. Swift’s race of intelligent and speaking horses administrate an orderly and rational society on their island. Like Boulle’s apes, the Houyhnhnms are plagued by the Yahoos, mute and savage humans who rape and kill with abandon. The Houyhnhnms shocking final solution for this plague is what today we would call genocide: Their Assembly votes to exterminate the Yahoos. The apes on Boulle’s planet seem to be building toward a similar resolution.

In Bright Eyes, Ape City: Examining the Planet of the Apes Mythos, a recent critical examination of all things Ape, contributor Stephen R. Bissette reveals a number of antecedents to Boulle’s slim novel of apes running a world. In particular, he focuses on the popular 1904 French short story “Le Gorilloide et Autres Contes de L’Avenir.” This story and its author, Edmond Haraucourt, were so popular in the first half of the 20th century, Bissette notes “it is impossible to read ‘Le Gorilloide’ for the first time and not be rocked by the realization that Pierre Boulle had to have read this story, or at least heard of it. … This is the Holy Grail for Apes devotees.” Furthermore, Bissette catalogs an entire corpus of ape-world stories predating Boulle’s novel, from science-fiction shorts to comic books.

These earlier ape-world stories would seem to dilute the originality of Boulle’s novel. From Bissette’s capsule summaries, none of these earlier authors seemed to have the same ambition as Boulle, making La Planète des singes a kind of sui generis in the intersection of science fiction and “social fantasy,” as Boulle himself called it.

While I can’t offer any direct literary evidence Boulle was working out of Swift’s mode of satire, it seems rather obvious he was. The other stories cataloged by Bissette make much of apes running a planet; Boulle made much about a man being treated as an animal because he is an animal, which corresponds neatly with Swift’s dark worldview.

Like Gulliver, Boulle’s protagonist Ulysee is a wide-eyed narrator brimming with wonder and curiosity. The common device of animals with human-like qualities allows Swift and Boulle to hold a polished mirror up to man’s violence, avarice, and ignorance, to interrogate our supposed civilized rise over the beasts, and to show our vices for what they are. Ulysee and Gulliver adapt to the animals’ ways, even going so far as to adopt their language, culture, and mannerisms. Both animal societies are generally better-run than man’s, although Boulle and Swift are smart enough to give their respective animal races blind spots. For Boulle’s apes, it’s unquestioned faith; for Swift’s horses, excessive pride.

“I shot an arrow into the air”

Rod Serling, 1959.

Shortly after publication of Boulle’s novel, Rod Serling of Twilight Zone fame was tapped to write a big-screen adaptation. Serling kept the device of an astronaut landing on a planet run by apes—how could he not?—as well as Ulysee’s crueler treatment at the hands of the apes. He also carried forward the main ape characters, scientists Zira and Cornelius, and Dr. Zaius, the authoritarian keeper of ape law. Beyond that, Serling jettisoned most of Boulle’s novel in favor of a darker, more cynical territory.

Because the movie’s credits list Michael Wilson before Serling, there was a long-running question of how much of the movie emerged from the Twlight Zone creator’s pen. Wilson’s silver screen credits include such monuments as Lawrence of Arabia, Boulle’s The Bridge on the River Kwai, and A Place in the Sun. Some wondered if Serling’s contributions had been overplayed compared to this seasoned Hollywood writer.

A 1998 issue of Creative Screenwriter settled the question by examining Serling’s early scripts. They show Serling definitely shaped the novel into what the movie finally resembled, including his idea for the stunning final moment, one of the most shocking endings in Hollywood history.

Serling also carried forward Boulle’s concept of apes living in a modern world much like our own, which was abandoned before production began. The final movie’s apes inhabit mud huts on the edge of a desert. They make do with horseback travel and wooden carts and dirt roads. This change was apparently due to studio budget restrictions, and Michael Wilson’s revisions accorded this limitation. Wilson or another writer (probably John T. Kelley) also “punched up” Serling’s dialogue, yielding several groan-inducing aphorisms (“I never met an ape I didn’t like”, “human see, human do”). Later drafts also introduced the teenage ape Lucius, who preposterously carpet-bombs the last act of the film with anachronistic counterculture lingo. Leaving these “improvements” on the cutting room floor would have done much to polish the final film.

Still, the artistic compromise of a pre-industrial ape society fortuitously contributed to, rather than detracted from, Serling’s vision. In the film, the apes maintain an austere, Puritanical social structure. They live close to the field, close to the well, and close to their scripture. Zira’s and Cornelius’ claim of discovering a man who can talk doesn’t merely fly in the face of scientific thinking (as in Boulle’s novel), but against religious orthodoxy, adding an Inherit the Wind subtext that supercharges the movie’s stakes.

Planet of the Apes: Visionaries by Dana Gould & Chad Lewis adapts Rod Serling’s original screenplay. The cover illustrates the original concept of apes living in a modern rather than agrarian world.

As with the original novel, Gulliver’s Travels seems to be a source for the film, and not merely the device of man trapped in an animal society. Swift’s misanthropy is far stronger in Serling’s vision than Boulle’s. When the Houyhynms vote to destroy the Yahoos, it’s not a stretch to think Swift is advocating for the destruction of the actual human race. This level of misanthropy is nowhere to be found in Boulle’s work; Serling’s script is marinated in it. Serling’s nicotine-addled gaze and his penchant for purple dialogue means the script affords more time for damning philosophizing than in Boulle’s work.

The vehicle for Serling’s misanthropy is Taylor (Charlton Heston), a red-blooded, cigar-chomping astronaut who replaces Boulle’s wide-eyed French explorer. Unlike Ulysee and Gulliver, Taylor never lowers himself to the ape’s level—or, perhaps, he never rises to their stature. Considering the European backgrounds of Swift and Boulle, perhaps Serling’s choice of a hardheaded “cowboy” astronaut is indicative of Serling’s American-ness. Or, perhaps Serling was making a statement about the hubris of his countrymen. America was deep in the Vietnam War by this point. American exceptionalism was being questioned from all sides.

“I leave the 20th century with no regrets”

Although some critics knock the movie as pretentious action-adventure fare, the film’s sensitive opening doesn’t line up with such dismissive claims. Staring out a spaceship’s viewport at an expanse of stars, astronaut Taylor notes that, due to Einsteinian relativity, hundreds of years have passed on Earth although the crew has only been traveling for six months of ship time. Speaking into a black box recorder, the cynical Taylor announces “I leave the 20th century with no regrets.”

Then he admits

“Seen from out here, everything seems different. Time bends. Space is boundless. It squashes a man’s ego. I feel lonely.”

Before slipping into extended stasis for the final leg of their journey, Taylor offers the listener of his voice recorder—whomever it may be—his final thoughts:

“Does man, that marvel of the universe, that glorious paradox that sent me to the stars, still make war against his brother? Keep his neighbor’s children starving?”

Serling’s script opens not with high action or tense drama. It doesn’t even open with the inciting incident, a bang to set the story into motion. Taylor’s admission before falling into hypersleep sounds like a confession from a man not in the habit of making confessions.

Charlton Heston, from a promotional still for Planet of the Apes (1968)

After the opening credits, the crew awakens to discover they’ve crash-landed on a desolate planet. Taylor’s vigorous misanthropy immediately fills the screen. He taunts the others for holding any faith in the survival of America or even civilization. He declares mankind all-but-extinct, and with the only female crew member dead, its destruction now seems assured. He boasts how satisfied he is to leave Earth behind, and wonders if the remaining crew will last a week on this daunting new planet.

It’s Taylor’s private admission to the black box—”It squashes a man’s ego. I feel lonely”—that reveals his confident cynicism is to some degree a facade. Not coincidentally, packed inside those two sentences is a concise foreshadowing of the film’s conclusion.

“I’ve always feared man”

Taylor, one of the last examples of “that marvel of the universe, that glorious paradox,” is hunted and captured by the apes. He’s subjected daily to humiliations fit for a laboratory animal: Stored in a cage, rewarded with food, washed down from a hose (a movie visual sickeningly similar to a strategy police used in the 1960s on peaceful civil rights protestors), and given a mate to encourage breeding. The threat of castration and lobotomization looms in the background (the latter a trendy topic in a decade preoccupied with the treatment of mental illness).

Charlton Heston turns in a rather physical performance as he’s stripped naked, manacled, chained, gagged, and paraded through streets on a leash. Due to a throat injury Taylor literally has no voice against his captors. When he regains his voice—the campy “Take your stinkin’ paws off me, you damn dirty ape!”—he discovers he still has no say in this society of apes, where he’s regarded as an ignorant freak of nature.

Taylor’s hatred of man isn’t challenged by the apes or ape society, it’s reinforced. As with the lands Gulliver travels to, evidence of man’s failings abound on this supposedly backwards planet. The apes don’t kill each other. They seem to have no war or famine or deprivation to speak of. While not perfect, they seem to have built a more egalitarian society than the world Taylor left behind. And yet Taylor can’t help but see himself as their equal. Soon his human ego leads him to believe he’s their superior. This shift is so subtle and smooth the viewer doesn’t even sense it.

Serling is a cruel god to his creation. It’s not ironic enough for misanthropic Taylor to entertain notions of equality with the apes. Serling forces Taylor to defend mankind as intelligent and rational while standing naked and unwashed before a tribunal of jeering, dismissive apes. When Taylor visits an archeological dig and proves man ruled the planet before the apes, his defense seems all the more credible. Headstrong Taylor makes much hay over his victory.

Consider the film’s opening once more. In his voice recorder, Taylor’s questions—”Does man still make war on his brother? Keep his neighbor’s children starving?”—are obviously not questions at all. Taylor believes man is incapable of changing his basic nature. After crash-landing on the ape planet, Taylor mocks the notion mankind might have survived the five thousand-year span. His attitude is one of good riddance: “I leave the 20th century with no regrets.” Yet by the third act, this man is sneering down on the apes and declaring man was better, stronger, and most importantly, first.

With Taylor’s hubris reaching a crescendo, he twists out this admission from Dr. Zaius:

“I’ve always feared man. From the evidence, his wisdom must have walked hand-in-hand with his idiocy. His emotions must rule his brain. He must be a warlike creature who gives battle to everything around him. Even himself.”

At this point, Taylor has won. He’s gained his freedom as well as an admission of man’s primacy from the ape’s top authority. If the movie ended with Taylor riding his horse into the horizon, perfectly free, it would have been a tidy, if unsatisfying, ending.

Discovering the Statue of Liberty is the door slamming shut on Taylor. Cowering on the beach naked as Adam, he realizes

“I’m back. I’m home. All the time it was—”

Taylor’s character arc is one of the cruelest, most severe punishments I’ve ever seen in film or literature. Gulliver leaves the island of the horse Houyhnhnms unable to stand the sight or smell of other humans, but his change is orders of magnitude less than Taylor’s crushing defeat at the foot of the Statue of Liberty. Taylor’s misanthropy has been scooped out of his black heart and fed back to him in a dog’s bowl.

In the first act, one of the surviving astronauts attempts to plant a tiny American flag in the dirt of their newly-discovered planet. Taylor roars in laughter at the absurd futility. In the final scene, another American symbol in ruins towers over him, with Taylor on the beach like a meager, limp flag planted in the sand. He’s the object of amusement now, and his climb from misanthropist to philanthropist has collapsed and crushed him whole.


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The New American Regionalism

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Detective (hans van den berg, CC BY 2.0)

An untested opinion I’ve held for many years:

Modern mystery fiction has supplanted 19th-century American regional literature, sometimes known as “writing of local color,” as its dominant form.

Regionalism is most strongly associated with Southern writers like Kate Chopin and Joel Chandler Harris, but after the American Civil War local color writing sprung up all over the country. Charlotte Perkins Gilman (“The Yellow Wallpaper”) cataloged New England’s parochialism while Bret Harte wrote roaring tales of California’s Gold Rush. Scholars make distinctions between the terms “regional literature” and “writing of local color,” but I’ll use them interchangeably here.

Regionalism in American writing faded after the turn of the century to be replaced by a more consensus-based literature. Perhaps the twin rise of mass literacy and mass media contributed to regionalism’s fade, although it did not go extinct. Faulkner and Jean Toomer wrote well into the 20th century, and wrote using techniques that would have been foreign to the earlier regional writers, but their fiction is unmistakably grounded in regionalism.

But did regionalism truly fade away? Or was it replaced by something else?

It seems to me that mystery fiction quietly—almost subversively—filled in regionalism’s absence. Every major city in America is host to at least one major crime or detective writer, from Seattle (Aaron Elkins, G. M. Ford) to Boston (Robert Parker, Dennis Lehane) to Chicago (Sara Paretsky) to New Orleans (James Lee Burke), all representing their respective locales through their work. Name almost any place in America today and you’ll find crime writers prowling its dark corners. In the process, they’re introducing the region’s colors and textures to a national audience.

More than any other form of fiction today, mystery is concerned with setting. Science fiction has almost no restrictions when it comes to setting. Fantasy explicitly takes place elsewhere than the here and now, otherwise it’s not fantasy. Romance fiction has setting too, but its concerns are before the fireplace and in the bedroom.

Even contemporary American literature—”fiction of literary intent,” so-called hard realism—is not as connected to setting as mystery fiction. Too often stories from the small literary magazines feel as though they could take place in any city or suburb or small farm, whichever backdrop suits the characters and the emotional arcs they traverse.

Perhaps the only other form of American fiction so tied to setting is the Western, a genre that not coincidentally shares a great deal in common with the American mystery, especially the private eye genre.

I’m not saying other forms of fiction don’t possess a setting, or that they don’t concern themselves with setting. I’m saying that, for the form as a whole, mystery adopts a priority for regions—regionalism—other forms do not.

In mystery, scenes unfold on streets with grounded names and in bars with a history. A great mystery reads like a travelogue of a town, a neighborhood, or a county. The American mystery has a tradition of hewing to real-world settings, such as the streets of Nob Hill in Hammett’s stories and novels. Ed McBain’s “87th Precinct” police procedurals take place in a fictional New York City borough, but it’s the Big Apple all the same. Sue Grafton’s stand-in for Santa Barbara (“Santa Teresa”) is so Southern California, you can imagine The Eagles cutting a single about it.

This, I say, is the New American Regionalism. Mystery writers delight in bringing alive their surroundings, and by doing so they share their surroundings with their readership. Local color means local characters and local charm. Look at what stylist Elmore Leonard does so expertly in his Florida novels, capturing all the facets of dialects and cultures in Miami. The Encyclopedia Britannica’s entry of local color emphasizes “the features and peculiarities of a particular locality and its inhabitants.” This fits Florida crime writing to a T, with an emphasis on the peculiarities and particulars of the genre’s always-colorful cast of characters (Leonard, Carl Hiassen, Edna Buchanan).

My first inkling of the connection between regional writing and mysteries came to me twenty-five years ago living in San Luis Obispo, California. An ever-reliable bookstore there stocked a case of local writers, including several mystery series. Perusing the back cover blurbs, it was apparent the writers had mined the peculiarities and particulars of San Luis Obispo County for all it had to offer. My cynical younger self found it ludicrous, these over-boiled private eyes and steely Lt. Detectives walking the mean streets of San Luis Obispo, a place ranked “one of the happiest cities on Earth.”

Over the years I’ve lightened up. I came to realize the mystery writers of SLO Town were merely doing what all regional writers have done in America: Explore, critique, and celebrate they places they live.


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On Don Herron’s Fritz Leiber Tour

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Our Lady of Darkness by Fritz LeiberSaturday I had the pleasure to take Don Herron’s Fritz Leiber Tour. Like his more famous Dashiell Hammett Tour, Herron recreates through personal research, recollection, and local points-of-interest Leiber’s life story and the circumstances that led him to spending his last years in San Francisco.

My attendance in the tour was accidental. In October, while talking with Nicole Gluckstern after the conclusion of the Bikes to Books Tour, I mentioned what can only be called a minor parallel in my life with Fritz Leiber’s, and how I’d been meaning for years now to learn more about this prolific author. Nicole told me she was in talks with Don Herron to have him lead a one-off, by-invite-only Fritz Leiber Tour. I eagerly jumped when she asked if I wanted to attend.

Leiber’s life defies a summary in brief. The child of actor parents (his father appeared in a number of early Hollywood productions), Leiber developed an avid readership over a career of decades with his wide-ranging work—science fiction, fantasy, sword-and-sorcery, horror & the occult, and more. In addition to experience in theater and acting, Leiber was an amateur astronomer and one-time editor of Science Digest, making him the rare science fiction writer with an actual background in science.

Fritz Leiber as Dr. Arthur Waterman in Equinox: Journey into the Supernatural (1965 or 1966). Will Hart, (CC BY 2.0)

Fritz Leiber as Dr. Arthur Waterman in Equinox: Journey into the Supernatural (1965 or 1966). Still by Will Hart (CC BY 2.0)

As a child and young man, I was familiar with Leiber through his science-fiction short stories (although I don’t recall reading any of his novels). His stories were featured in “best of” collections and back issues of science fiction magazines I dug out of dusty cartons in Livermore’s public library.

Then, via Dungeons & Dragons, I learned of a swords-and-sorcery series featuring Fafhrd and the Gray Mouser, a duo comprised of an oversized swordsman and a diminutive thief. When I saw this series was penned by someone named Fritz Leiber, I distinctly recall thinking, “What a coincidence—there’s a science-fiction writer with the same name.” No coincidence, it turns out. (According to Herron, Leiber coined the phrase “sword-and-sorcery.”)

A personal friend of Leiber and his second wife, Herron is a fount of history and insight into this prolific author. Much like his Hammett tour, Herron led us down and around Geary Street and the Tenderloin (names which might ring familiar to readers of Bridge Daughter). Then we boarded MUNI and trekked up to Corona Heights (and its stunning views of the city) in the Castro District. All locations have some connection to Leiber and his semi-autobiographical Our Lady of Darkness. It’s a Lovecraftian novel that takes place in 1970s San Francisco whose main character endures a battle with the bottle and grief over the death of his wife, just as Leiber was undergoing at the time.

I hope Herron considers permanently reviving the Fritz Leiber tour—but I suspect the only way that would happen is if there was a strong revival of interest in Leiber himself. Personally, I’ve already added Our Lady of Darkness to my reading list, and I plan on searching out more of his work.

About that parallel

When I earlier claimed a parallel with Leiber’s life, I should explain. I don’t mean some personal connection with the author or his work, only that Leiber wrote about an event in his life that rang similar to one of my own.

Eight years ago, after going through what can only be called a divorce immediately followed by a second relationship gone sour, my trials culminated with me busting up my shoulder in a bad accident. I severed all the tendons there, leaving me with a separated shoulder. (To this day it looks like I have “two” shoulder bones.)

I found myself bedridden for six weeks and unable to move my right arm. Day and night I consumed painkillers, delivery Chinese food, and—unwisely—whiskey. (I wrote about this episode for We Still Like‘s “Gravity” issue, a piece titled “Taylor & Redding”.) I spent my time in my apartment, alone, absorbed with Miles Davis and Cal Tjader. I spent my less stuporous hours reading whatever I could get my hands on. In particular, I located at the library a thick collection of Dashiell Hammett’s Continental Op stories, which I consumed cover-to-cover.

To keep from going stir-crazy, I took long walks up and down Nob Hill and through the Tenderloin, often at odd hours of night. Due to the painkillers, sleep was varied and sporadic. Some of these walks were as late as three in the morning, when the insomnia was too much to bear.

On these walks I discovered locations and buildings named in Hammett’s work, all mere blocks from my Geary Street apartment. The old part of San Francisco is rife with short streets and dead-end alleys, too insignificant to be incidentally included in a story for local flavor, yet Hammett would feature them prominently in his work. These names did not come off a map or phone directory, these were streets intimate to Hammett, a writer obsessed with specifics and verisimilitude. Some of the Continental Op’s stories are set in Chinatown. It got so I went out of my way to seek them out.

Humphrey Bogart and "the dingus." (CC BY-SA 2.0)

Humphrey Bogart and “the dingus.” (CC BY-SA 2.0)

This led me to reread Hammett’s The Maltese Falcon (which I’ve written about not just once but twice). There, in this single detective novel, I re-experienced in concentrate everything I’d experienced the prior weeks poring over the Continental Op stories. In The Maltese Falcon Sam Spade walks streets I walked every night, attends theaters down the block from my apartment, eats at restaurants still in operation. Sam Spade, living and breathing in San Francisco circa 2008. My front stoop was backdrop and stage for this classic of American literature.

It’s not merely the rush of casual literary association—similar to the rush of meeting a celebrity—that overwhelmed me. Details of the novel easily overlooked snapped into clear focus. That gunman Thursby is shacked up at Geary & Leavenworth suggests he’s residing on the hairy edge of the Tenderloin, an area rife with flophouses, while the supposedly-delicate Brigid O’Shaughnessy rooms on posh California Street. Sam Spade rides streetcars up and down Geary Street, a notion that defies imagination, as Geary in downtown San Francisco is narrower than the suburban lane I grew up riding my bike on. (The Geary streetcars were known as “Iron Monsters” and phased out in 1956 to make way for America’s love affair with automobiles.)

I’d been forced to move to Geary Street a few years earlier due to a bad break-up and the meager income I drew, living paycheck-to-paycheck tending bar. I wasn’t happy to reside a stone’s throw from the Tenderloin, infamous as San Francisco’s seediest neighborhood. It’s not—there’s a dignity in the TL easily overlooked—and Hammett’s work gave me a second sight, another way of reading my surroundings, and with it came another way to see my own circumstances. I say without qualification, Dashiell Hammett’s writings carried me through one of my lowest periods of my life.

Some time after my recovery—personal and monetary fortunes on the rise—I sat at the bar of John’s Grill in Union Square nursing a drink and waiting for my dinner to arrive. (“Jack LaLanne’s Favorite Salad”—a cold seafood salad with avocado slices, pure protein and fat.) On the back of the menu I found a newspaper article the restaurant had reprinted, “Stalking Sam Spade” written by one Fritz Leiber.

And I distinctly recall thinking, “That’s funny…there was a science fiction writer with that name.”

Stalking Sam Spade

Light reading while waiting for your steak medium-rare at John’s Grill.

After Leiber snapped out of the grief over his wife’s death and started drying up, he too rediscovered the city he lived in by reading it through Hammett’s lens. Geary Street, he wrote, is the “spine” of The Maltese Falcon, and he set out to locate its landmarks much as I’d attempted myself. Leiber was more organized about the project than I ever was, and “Stalking Sam Spade” does a much better job detailing his discoveries. Learning about San Francisco’s past through a detective novel led him to search for the history of the apartment house he lived in, culminating in his building becoming the nexus of Our Lady of Darkness.

Perhaps the allure of “rediscovering” a city through literature is not unique to San Francisco, but it’s certainly an active and avid pastime here. While some people move to San Francisco solely concerned about which address is currently beau chic or which nightspots are ripe for seeing-and-being-seen, I’ve encountered just as many who’ve found themselves ensnared in this game, the game I played those sleepless nights. It’s much as the Baker Street Irregulars “play the game” retracing Sherlock Holmes’ footprints as though he’d lived and breathed. With each step of the game comes the chill of revelation, the buzzing realization you’re walking the streets Hammett, Kerouac, Frank Norris, and others once trod daily. Each San Francisco writer is inspired in very different ways by the same city—a city that reinvents itself every generation, granting each artist who lands here a bed of fresh soil to sow and till. Some waste it, some fail to tend their seedlings. Others grow oak trees still standing today.

As Herron pointed out on our tour, Leiber got one fact wrong in “Stalking Sam Spade”: Spade’s apartment was most likely at Post & Hyde (not Geary & Hyde), the same location as Hammett’s apartment when he lived in San Francisco. A landmark plaque is on that building today, just as there is one at Burritt Alley—the location of the first murder in The Maltese Falcon—a plaque that did not exist when Leiber wrote his article.

Photo by Parker Higgins

Photo by Parker Higgins (CC0)

Another plaque that did not exist at that time is today placed on the Hotel Union at 811 Geary Street. It’s dedicated to Fritz Leiber and the book he wrote while drying up there, Our Lady of Darkness, a book inspired by his quest to re-walk the chapters of Hammett’s San Francisco and see the world anew.

Learn more about Don Herron’s tours and books at donherron.com

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Sherlock by train

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Sherlock Holmes & Dr. Watson by Sidney Paget (1860-1908) (Strand Magazine)(Update: The events related in this blog post led to me writing A Man Named Baskerville, now available in Kindle and paperback.)

Last summer I had the great fortune to spend ten weeks in Japan. I traveled by train up and down the islands, from the agriculturally diverse Hokkaido to the richly historical city of Nagasaki at the southern tip of Kyushu. Japan is a fugue of culture, architecture, and landscape. The country never repeats itself, but is stitched together by interlocking themes.

On one leg of the trip I made the key mistake of failing to pack a second book, thinking B. Traven‘s The Death Ship was a hefty enough read until my return to Tokyo. Well, I ripped through The Death Ship in no time (a great novel, by the way) and found myself facing a long stretch of time on Japan’s shinkansen (bullet train) without a thing to read. Even if I understood Japanese, Japan’s trains are not like other systems where you might chance on a discarded newspaper or a light magazine in the seat-back pocket. The Japanese do not leave their detritus behind when they detrain. They even pick up their trash when they exit a baseball game.

Desperate, I searched my smartphone and discovered on my Kindle app The Adventures of Sherlock Holmes (1892), the first published collection of Holmes’ adventures. Most of the collection’s story titles are as well-known as books of the Bible: “The Adventure of the Red-headed League”, “A Scandal in Bohemia”, “The Adventure of the Speckled Band”, and more. The stories have fallen into the public domain, hence the collection is often the free sample book Amazon supplies when you buy a Kindle or install their app.

Before my trip to Japan, I was never a fan of Sherlock Holmes. I found the Victorian airs and British pleasantries stuffy compared to Holmes’ American counterparts. When I first read “The Adventure of the Dancing Men” at age ten or eleven, I was going through a boyhood codes-and-ciphers phase. By all rights I should have loved the story. Instead I felt a bit let down by its lack of focus on actual cryptanalysis. As I learned on that train ride, Doyle’s stories are often more concerned with a viscount’s ancestry or Tsarist intrigue or preserving the good name of the British Empire than the dead body lying at Holmes’ and Watson’s feet.

All this is to explain that although I’ve read mystery fiction my entire life, from Encyclopedia Brown at the age of seven to the adult pleasures of Chandler’s The Long Goodbye (which I reread every few years), on that bullet train ride I was not terribly conversant with the Sherlock Holmes corpus. I’d read The Hound of the Baskervilles a few years before at an acquaintance’s suggestion when I mentioned I’d enjoyed the neo-Gothic Rebecca. Other than some Sherlock Holmes movie spoofs and casual viewing of Jeremy Brett’s BBC series, my exposure to the detective was largely through cultural references and the turns of phrase that have entered our common language, much like someone ignorant in Shakespeare will recognize bits of Hamlet.

Something wonderful happened on that train ride from Tokyo to Kyoto. As these stories of detection and deduction spooled out before me, I realized much of Doyle’s contemporary British audience would have been reading these stories on trains as well. Since he was writing for Strand magazine, Doyle’s audience would’ve picked up a copy at a newsstand before boarding, the Victorian version of buying a thriller at an airport bookstore before a long plane ride.

The cadences and rhythms of Doyle’s stories almost appear crafted for train reading. The percussion of the shinkansen tracks below and the low whistle of the passing wind was the perfect white noise to accompany a Holmes mystery. More than once I started a story as our train left the station, and by the time Holmes was announcing his solution, we were slowing for our next stop. Obviously Doyle wasn’t timing his stories for bullet trains, but it felt he crafted them with a sense of being read in a single sitting between destinations, whether traveling by steam or horse or electromagnets.

How often does Holmes send Watson scurrying to locate a train schedule to confirm some paramount clue or destroy an alibi? How often does Holmes engage in mysterious research in London before setting off by train first thing in the morning, only revealing the details of his research to Watson on the ride north?

Holmes and Watson call for cabs, hire carriages and watercraft, borrow steeds, follow bicycle tracks, and so on. Freedom of mobility is vital to a Sherlock Holmes story. It’s the core question in “The Adventure of the Solitary Cyclist” and “The Adventure of the Copper Beeches”. A horse-and-carriage ride is the central puzzle in “The Adventure of the Engineer’s Thumb”. The climax of A Study in Scarlet involves, of all things, hailing a cab off Baker Street.

All fiction writers are writing to a perceived readership, whether they acknowledge it or not. This is distinct from a “target audience,” which commercial writers are all too familiar with. (A staff writer for Wired magazine will consciously know her target audience, which is distinct from the target audience for a sportswriter in a Midwestern farming community.) My notion of a “perceived readership” is more personal than a target audience, a writer’s internalization of their desired audience rather than a market demographic.

Some writers write with magazine editors and agents and publishers in mind—people they hope will publish the story they’re crafting. Some writers think of authors they admire or authors they desire to emulate. Some writers are thinking of friends and family whom they hope to impress, or at least earn their respect. Some writers are thinking of the public at large (whatever that abstract concept means) hoping to earn a wide audience.

Unlike “target audience,” it doesn’t mean the writer is actually writing for this perceived reader. The writer doesn’t actually believe only their friends will read their book, or that some big-name writer will pick it up, especially since that big-name writer may be dead. But just as painting a house requires a house to apply the emulsion, a perceived readership in the back of a writer’s mind gives the writer a kind of fuzzy target to aim for without committing to it.

By the time I returned from Japan, I’d devoured three Sherlock Holmes collections. For all the faults and stuffiness, Doyle is a generous writer, one who engaged with his readership and even challenged them a bit, but never denying them their desires. I suspect Doyle (like Dickens) read correspondence from his readers and was sensitive to their criticisms and praise. I don’t think it’s an accident Doyle modeled his first-person narrator as a physician, Doyle’s own intended profession, or that Watson wrote of Holmes’ exploits under the conceit of penning newspaper articles. Not only did it fill the public with the sensation Holmes was alive—many believed so at the time—but Watson’s audience also gave Doyle the house for which to apply the paint.

Doyle’s perceived readership began to coalesce with his target audience, like blurry double-vision sharpening into a single distinct form. I’m not arguing this is desirable or advantageous, but I do think it happened and that Doyle’s writing was the better for it. I also believe this is part of the reason for Sherlock Holmes’ character persisting as a vivid creative construct well into the 21st century. After all, Holmes’ as an individual is not some empty vessel for each generation of readers to pour their own ideals into. His persistence comes from being odd, unique, idiosyncratic, and ripe for reinterpretation.

This connection between author and perceived readership is a direct rebuttal to the 20th century myth of the “walled-off” author, the lone genius in a room with a typewriter penning works of high art unsullied by mammon or mass culture. While Nabokov, Faulkner, and Woolf may not have been writing for money and celebrity—although I think people are too quick to assume such things—I certainly believe all three were writing for a perceived readership, some idealized notion of the reader they wished to attract.

With the rise of ride-sharing like Uber and Lyft, and with the inevitable arrival of driverless cars in the future, we may experience a fresh resurgence of people with additional time on their hands to read. Who knows? Much as digital music led to the renewal of singles, there may soon be a burgeoning market for short stories and story collections, mysteries and otherwise, as people seek a brief form of entertainment while traveling.

What kind of story matches the cadences and rhythms of a self-driving car? And can America today produce writers as sensitive and generous as Doyle?

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Philip K. Dick on realism, consistency, and fiction

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Philip K. Dick: The Last Interview and Other ConversationsRecently I dove into the superb Philip K. Dick: The Last Interview and Other Conversations (from Melville House, publisher of the increasingly-intriguing Last Interviews collection) and am enjoying every page. I’ve written before about my semi-tortuous negotiations with PKD’s novels, and am finding some justification for my issues in these interviews with him.

With PKD I remain hamstrung: he’s more speculative and philosophical than the run-of-the-mill hard sci-fi writer. This is right up my alley. I absolutely love PKD’s questions of existence, identity, and freewill that lay the foundations of his novels; and he’s a Bay Area writer to boot. Yet I find him to be a flawed writer, one who was so-very-close to writing perfect novels but had trouble overcoming basic hurdles, such as with cardboard characters and sci-fi’s obsession with “ideas” over story.

(For the record, my list of great PKD novels, in no order, remain A Scanner Darkly and The Man in the High Castle. I’m sure PKD’s fans find that list ridiculously short and astoundingly obvious. I still pick up his work now and then, so who knows, maybe I’ll find another one to add. PKD was more than prolific.)

In The Last Interview, PKD mentions to interviewer Arthur Byron Cover his early affinity for A. E. van Vogt. (I recall being fascinated with van Vogt’s Slan in junior high school, a book built from much the same brick as Heinlein’s Stranger in a Strange Land.) PKD observes:

Dick: There was in van Vogt’s writing a mysterious quality, and this was especially true in The World of Null-A. All the parts of that book do not add up; all the ingredients did not make a coherency. Now some people are put off by that. They think it’s sloppy and wrong, but the thing that fascinated me so much was that this resembled reality more than anybody else’s writing inside or outside science fiction.

Cover: What about Damon Knight’s famous article criticizing van Vogt?

Dick: Damon feels that it’s bad artistry when you build those funky universes where people fall through the floor.

It’s like he’s viewing a story the way a building inspector would when he’s building your house. But reality is a mess, and yet it’s exciting. The basic thing is, how frightened are you of chaos? And how happy are you with order? Van Vogt influenced me so much because he made me appreciate a mysterious chaotic quality in the universe that is not to be feared. [Emphasis mine.]

It’s the questions after my emphasis that make the book’s back cover (“How frightened are you of chaos? How happy are you with order?”), and for good reason: They strike near to the heart of the questions asked in all of PKD’s work.

But I’m interested in the line about the building inspector. Damon’s review of Null-A is dismissively brief (although I suspect what’s being referred to here is Knight’s essay “Cosmic Jerrybuilder”). I’ve not read Null-A, but in principle I line up behind PKD on this one.

Reality is not as sane and orderly as many writers would have us believe. If I’m critical of contemporary American literature’s obsession with “hard realism”, it’s because I think PKD has put his finger on a deep and unrecognized truth: Reality is a fragile facade, but what a thorough facade it provides. It’s one thing for the average person to think they have total understanding of things they have no access to—the heart of a politician, the mind of a celebrity, the duplicity of a boss or coworker—but it’s truly tragic when a writer writes as though they have this reality thing all sewn up.

In contemporary literature, there are often moments where the narrator will have some moment of clarity into another person’s life. Usually this moment is presented as the epiphany, although it’s rarely epiphanic. (See Charles Baxter’s “Against Epiphanies” for a better argument on this point than I’m capable of producing.) Never mind that these pseudo-epiphanies are the inverse of contemporary lit’s obsession with quiet realism and slight personal movement. These mini-epiphanies are the literature’s cult of poignancy, and they’re often not interesting because they’re predictable, rational, and orderly.

There is chaos in our world, and it produces strangeness and unexpectedness that is neither poignant nor tied to fussy notions of realism. This, I think, is what PKD was referring to.

My only quibble with PKD’s observation is that I don’t see chaos as an external dark force in the universe. We are the chaos. We produce it. I’m less concerned about the wobble in Mercury’s orbit than the ability for just about anybody to murder given the right circumstances. (See the 2015 film Circle for an exploration of just that.)

The human psyche is like a computer performing billions of calculations a second. Most of the results are wrong, some are off by orders of magnitude, but the computer smooths out the errors to walk a thin line of existence and consistency. Even with these errors, the human psyche assures itself that its footing is steady and sure, when in fact it’s walking on the foam of statistical noise. The number of calculations it gets right are the rounding error.

The noise and errors do not matter. Our minds have the cognitive plasticity to bind contradictions into coherency. We can absorb chaos and make sense of it. This, I think, is close to the heart of PKD’s novels.

Update: Shortly after posting this I discovered Damon Knight partially backtracked on his criticism of A. E. van Vogt:

Van Vogt has just revealed, for the first time as far as I know, that during this period [while writing Null-A] he made a practice of dreaming about his stories and waking himself up every ninety minutes to take notes. This explains a good deal about the stories, and suggests that it is really useless to attack them by conventional standards. If the stories have a dream consistency which affects readers powerfully, it is probably irrelevant that they lack ordinary consistency.

Reading closely, Damon isn’t exactly agreeing with PKD’s comments (or mine, for that matter), but he does concede some flexibility on the supposed rigid strictures of fiction writing.

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From three acts to trilogies: The fall of “tight, gapless” writing

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John August. (Mai Le)

John August. (Mai Le)

Over at Grantland, Kevin Lincoln makes a deft observation about the current (sorry) state of Hollywood’s output, which has gone from “tight, gapless screenwriting” to scripts focused on world-building, sequels, expansion, rebooting—in other words, franchising.

Lincoln quotes screenwriter John August:

Most screenwriters are essentially world-builders, and the nature of screenwriting is to create a universe in which these characters live, so that’s really exciting for screenwriters … it’s this weird blend of wanting to create the best two-hour movie you possibly can and having to sort of function as a TV showrunner, charting out the whole series, even though as a screenwriter, you’re only going to get paid for that one movie.

I have some interest in how Hollywood screenplays are crafted. (Truth be told, I’m more interested in how three-act scripts are structured, Hollywood or otherwise.) What concerns me with Lincoln’s article—beyond the ouroboros death-spiral that is the quality of Hollywood filmmaking today—is how this world-building dynamic is present in fiction too, particularly ebooks, a universe I’ve been wading into over the past twelve months.

If you search Amazon for independently-published novels labeled “contemporary” or “literary fiction,” you’ll discover your options are limited. (Or, if you’re like me, you might say “the field is wide open.”) Genre fiction is a another story. Science fiction, mystery, fantasy, dystopian YA, romance (and so on) are well-represented in the world of independently-published ebooks. Over-represented, maybe.

Some see that as a knock on the quality of independent electronic-only publishing, but the same situation is found across the publishing spectrum. Hardbound, paperback, big name New York publishers, small press publishers, even vanity presses—genre outnumbers the contemporary/literary world by an order of magnitude. (At least in the realm of books. By my reckoning, literary magazines outnumber genre magazines by two orders of magnitude.)

Someday I’ll write up my thoughts on genre fiction, but for now I’ll say that I don’t see the above situation as a problem in particular. I would like to see contemporary and literary fiction better-represented in the world of independent publishing, but I’m just one voice in a sea of many.

Three acts? Or three (or more) books?

My problem is where August’s observation about screenwriting intersects with independent publishing. Having spent a bit of time searching blogs and so forth for tips on breaking into the world of ebooks, I’ve again and again seen two connected strategies emphasized: world-building and sequels.

Group photo.

Group photo.

What’s that mean? Build a world, a big world, and explore it over the course of several books. This strategy has been the cornerstone of comic books (“the Marvel Universe“) and genre fiction (“A Lt. Detective Malone Mystery”) for decades now. Hollywood is finally waking up to the possibilities. And so are ebooks.

The ebook marketing wonkthink goes something like this: Write a catchy, addictive first novel that introduces your main character, builds the world, and stocks it with complementary secondary characters to be developed later. Give the first ebook away for free. Then write sequels that continue the story and develop your pantheon. Progressively increase the price of your ebooks as the series grows. When you’ve published the last ebook in the series—or reached a natural breathing point—package them together as a “boxed set” (there’s no box, just bits) and price it higher still.

Done right, the individual ebooks may be priced from free to, say, $4.99. The boxed sets can be sold as high as $19.99—the cover price of a physical book in a physical bookstore. With Amazon’s KDP Select, the author pockets 70% of that $20 purchase price. Not bad.

That’s the theory, but are sequels and world-building producing great reads? I’m not a connoisseur of modern genre fiction so I can’t say. I’m curious what hardcore genre fans think. Personally, I recall in my teenage years picking up Book One of various science fiction series only to discover its entire purpose was to introduce characters and describe the world’s physics and technology—in other words, sell me on buying the rest of the series. No thanks.

I know this: I haven’t gone to a movie theater in years simply because I can’t stomach what Hollywood is shoveling out the door these days. (This comes from a guy who grew up collecting Avengers comics and praying for a movie version.) They’ve rebooted Spiderman three times. “With great power comes great responsibility.” Yeah, got it.

Does it work?

Looking over Amazon’s Kindle Top 100 (paid ebooks, not free) and mentally discarding editions released by major publishers (and therefore available in paper form), I do see a number of independent ebooks that are part of a series. However, they’re all the first volume in the series (save for one boxed set selling for $0.99). I estimate two possibilities, and they’re not exclusive:

  1. The authors are selling the first book but failing to maintain readership throughout the series.
  2. The authors are big enough names they can sell the first volume rather than give it away for free.

In other words, I can’t tell from this limited data set what to make of this situation. I will say it’s tough as hell to crack the Kindle Top 100, so kudos to the authors. Also, this exercise of mine is rife with problems, so don’t let it stand as the final word on anything.

Note that I’m not terribly interested in the profitability of this world-building strategy. I’m more curious how other writers attract—and keep—the attention of readers. Do you really have to write a multi-volume genre series to succeed? I hope not.

I love the idea of tight, gapless screenwriting. I love even more the idea of tight, gapless fiction. For whatever it’s worth, that’s what I’m trying to do here.

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